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A brokered Certificate of Deposit is a certificate of deposit issued by a bank or thrift institution bought by a brokerage firm in bulk for the purpose of reselling to their brokerage customers. A broker Certificate of Deposit features a higher interest rate, usually 1 percent higher, and is FDIC insured and do not usually have commissions.

A broker is an individual who is paid a commission for executing customer orders. A floor broker is one who executes orders on the stock exchange floor, or an upstairs broker who handles retail customers and their orders. A broker is also a person who acts as an intermediary between a buyer and seller, usually charging a fee or commission. A broker who specializes in stocks, bonds, commodities, or options acts as an agent and must be registered with the exchange where the securities are traded.

A bond that is assigned a rating in the top 4 categories by commercial credit rating companies. Standard & Poors classifies investment-grade bonds as BBB or higher, and Moody's classifies investment grade bonds as Ba or higher.

Boiler room is used to describe a place or operation in which unprincipled, unscrupulous salespeople make telephone calls and try to sell people speculative, even fraudulent, securities.

A "block" is a large quantity of stock or large dollar amount of bonds held or traded. Generally, 10,000 shares or more of stock and $200,000 or more worth of bonds would be described as a block.

Pooling of interests is an accounting method for reporting acquisitions accomplished through the use of equity. The combined assets of the merged entity are consolidated using "book value", as opposed to the Purchase method, which uses "market value". The merging entities financial results are combined as though the 2 entities have always been a single entity.

Corporation poison pill is a Antitakeover device that gives a prospective acquirer’s shareholders the right to buy shares of the firm or shares of anyone who acquires the firm at a very large discount to their fair market value.
It gets its name after the cyanide pill that secret government agents are said to be instructed to swallow if capture is imminent.

Canadian Stock Exchanges CNQ Canada's new stock exchange for trading the equity securities of emerging companies. ICE Futures Canada Incorporates the Winnipeg Commodity Exchange. Montreal Exchange (Bourse de Montréal) Co-owner of the Boston Options Exchange. Nasdaq Canada NGX (Natural Gas Exchange) North America's largest physical clearing and settlement facility. Wholly owned by TSX Group. Toronto Stock Exchange (TSX) Incorporates TSX Venture Exchange, TSX Markets and Natural Gas Exchange (NGX).

Leveraged buyout is a strategy used to take a public corporation private that is financed through debt such as bank loans and bonds. Because of the large amount of debt relative to equity in the new corporation, the bonds are typically rated below investment grade, properly referred to as junk bonds or high yield bonds. Investors can participate in an leveraged buyout through either the purchase of the debt (purchase of the bonds or participation in the bank loan) or the purchase of equity through an Leveraged buyout fund that specializes in such investments.

Kiting refers to the practice of depositing and drawing checks at 2 or more banks and taking advantage of the time it takes for the 2nd bank to collect funds from the 1st bank. It also is a bookkeeping trick to illegally increase the face value of a check by changing the numbers on the check.